Module 1 SRA regulatory role
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1
Outcomes-focused and risk-based regulation
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2
Reserved legal activities
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3
Professional indemnity insurance
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4
Overriding legal obligations
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5
The legal profession
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6
Equality Act 2010
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7
The SRA Principles
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8
Reserved legal activity
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9
Other regulated providers of legal services
Module Assessment
Take AssessmentModule 2 Money laundering
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10
AML systems: what a firm must have in place
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11
Reporting obligations and procedures
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12
Direct and non-direct involvement offences
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13
Defences and due diligence
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14
Money laundering: the regime and why solicitors are in scope
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15
Direct involvement and non direct involvement offences
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16
Due diligence requirements
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17
Where suspicion of money laundering should be reported
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18
Appropriate person or body to whom suspicions should be reported
Module Assessment
Take AssessmentModule 3 Financial services
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19
Regulatory framework and authorisation
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20
Specified investments and activities
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21
Exemptions and FSMA 2000
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22
Financial services regulatory framework including authorisation
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23
Application of the Financial Services and Markets Act 2000 and related secondary legislation
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24
Recognition of relevant financial services issues
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25
Appropriate sources of information on financial services
Module Assessment
Take AssessmentModule 4 Funding legal services
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26
Conditional fee and damages based agreements
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27
Legal aid eligibility
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28
Third-party funding and insurance
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29
Private Retainer
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30
Fixed fees
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31
Conditional fee arrangements
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32
Damages based agreements
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33
Third party funding
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34
Legal expenses insurance
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35
Eligibility for criminal and civil legal aid